31![Edition 8 Markets Regulation Client Newsletter – August 2015 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared Edition 8 Markets Regulation Client Newsletter – August 2015 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared](https://www.pdfsearch.io/img/e97bca4b88db52d0c4a5596a5ead8128.jpg) | Add to Reading ListSource URL: cib.rbs.comLanguage: English |
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32![MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d](https://www.pdfsearch.io/img/ea119e9bd8f87f3bed7a0a0ddf3bd4dc.jpg) | Add to Reading ListSource URL: www.iosco.orgLanguage: English - Date: 2016-05-13 11:06:15
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33![Secretary Brent J. Fields Securities and Exchange Commission 100 F Street, N.E. Washington, DCDecember 2015 Re: File No. S7-16-15 Secretary Brent J. Fields Securities and Exchange Commission 100 F Street, N.E. Washington, DCDecember 2015 Re: File No. S7-16-15](https://www.pdfsearch.io/img/2d3fd505b365d13f69e7926133d04082.jpg) | Add to Reading ListSource URL: www.interactivedata.comLanguage: English - Date: 2016-04-13 12:13:26
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34![NEW_SWC_Leaflet_1-12_Final NEW_SWC_Leaflet_1-12_Final](https://www.pdfsearch.io/img/fde46918c6ce7f3a6f3173aca00a2a67.jpg) | Add to Reading ListSource URL: www.sw-hk.comLanguage: English - Date: 2014-09-25 05:54:57
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35![Board of Governors of the Federal Reserve System Commodity Futures Trading Commission Federal Deposit Insurance Corporation Office of the Comptroller of the Currency Securities and Exchange Commission Board of Governors of the Federal Reserve System Commodity Futures Trading Commission Federal Deposit Insurance Corporation Office of the Comptroller of the Currency Securities and Exchange Commission](https://www.pdfsearch.io/img/371ed06056fe6bb0c88858792f84a502.jpg) | Add to Reading ListSource URL: volckerrule.com- Date: 2013-12-10 17:18:33
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36![Proposed Rule: Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located in a Proposed Rule: Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located in a](https://www.pdfsearch.io/img/d46a5ce7c62c682eb227d8d642e1d3a3.jpg) | Add to Reading ListSource URL: www.sec.gov.Language: English - Date: 2015-05-11 17:13:17
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37![SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 11, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 11, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness](https://www.pdfsearch.io/img/95f5b7c70814e851953657458d6fa08a.jpg) | Add to Reading ListSource URL: www.sec.govLanguage: English - Date: 2015-05-12 10:41:14
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38![SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CFEMay 21, 2015 Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Audit Trail SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CFEMay 21, 2015 Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Audit Trail](https://www.pdfsearch.io/img/1e86daaf20656d15cdf2e00040ee1c37.jpg) | Add to Reading ListSource URL: www.sec.govLanguage: English - Date: 2015-05-21 14:44:02
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39![SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQMay 15, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Lis SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQMay 15, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Lis](https://www.pdfsearch.io/img/af82ade02149626fac7d3c7ae15dffc0.jpg) | Add to Reading ListSource URL: www.sec.govLanguage: English - Date: 2015-05-18 10:47:39
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40![Please note that the comments expressed herein are solely my personal views Securities and Exchange Commission 100 F Street, N.E. Washington, DCUnited States Please note that the comments expressed herein are solely my personal views Securities and Exchange Commission 100 F Street, N.E. Washington, DCUnited States](https://www.pdfsearch.io/img/07ed208d161fd954039dcff2aa17d176.jpg) | Add to Reading ListSource URL: www.sec.govLanguage: English - Date: 2015-05-20 07:35:36
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